Morgan Stanley Careers in Compliance Event

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Tuesday, September 19, 2017

5:00pm - 8:00pm

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Morgan Stanley in Baltimore

Event Details

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Morgan Stanley is proud to host a special diversity-focused event on September 19, featuring Legal and Compliance leaders who will offer insights and information to professionals interested in pursuing a career in financial services compliance.

Welcome remarks will be presented by Rose-Anne Richter, Morgan Stanley Wealth Management’s Chief Compliance Officer. Daniel Kosowsky, Morgan Stanley Institutional Securities Group’s Chief Compliance Officer, will then moderate a panel of leaders from Morgan Stanley’s Legal and Compliance Division, who will discuss their career paths and their daily responsibilities in advising the Firm’s businesses, interacting with regulators, developing policies and procedures, and more. The panelists and other Morgan Stanley Legal and Compliance Officers will be on hand before and after the program to greet and network with attendees.

This will be an invitation-only event with limited seating, therefore we ask that you forward a copy of your resume or LinkedIn profile to the contact provided below no later than August 25.

The event will be held at Morgan Stanley in Baltimore on Tuesday, September 19 from 5 to 8pm.  Additional location details and an agenda will be provided with the invitation confirming attendance.

To submit resumes or any questions relating to the event, please contact: